Senior Compliance Associate
Wintermute
Key Responsibilites
- Support the Head of Compliance within the compliance function, including day to day responsibilities and project management activities;
- Assist with development, maintenance and delivery of compliance related materials, including policies and procedures, manuals and training materials against regulatory requirements and best practices.
- Review and approve marketing materials, ensuring it complies with applicable financial promotion rules.
- Preparing and maintaining compliance files, reports and records.
- Support compliance and regulatory projects, including authorisations, transaction monitoring and surveillance.
- Provide advice and guidance to business and support functions on matters relating to conduct and all compliance areas.
- Investigating and analyzing automated transaction monitoring alerts.
- Involvement in regulatory horizon scanning, including interpreting the regulation, scoping and analysis, and implementing new regulation changes.
- Reviewing new publications from regulators.
Hard Skills Requirements
- At least 6+ years of compliance experience, preferably in a proprietary trading or crypto-native firm.
- Strong knowledge of relevant regulations.
- Experience in relation to proprietary trading, financial services and/or crypto.
- General knowledge of regulations in other jurisdictions, ideally Singapore and/or US
- Strong attention to detail and able to prioritize workload to meet tight deadlines.
- Excellent communication skills, both written and verbal.
Other Requirements
- Strong interest and curiosity in algorithmic trading and decentralized finance
- Owner mentality: you focus on protecting the company from compliance risk while being driven by the best for the company in terms of growth and commercial success
- Proven ability to be both a strategic thinker and excellent at execution and being hands-on; drive to do whatever it takes to get things done
- Sharing Wintermute culture values: determination/ambition and humility; drive to action, ability to both influence others and listen/ learn from others
- Like meritocracy and being ready to be judged by what you deliver (vs pedigree or former experience)
- Have an entrepreneurial mindset vs 9-to-5 mentality; prepared to work non-standard working hours as and if required
- Like working in the team environment working from our London or Singapore office
Join our dynamic team and benefit from:
- Working at one of the most innovative trading firms globally.
- Engaging projects offering accelerated responsibilities and ownership compared to traditional finance environments.
- A vibrant working culture with frequent team meals, holiday celebrations, gaming events, and company-wide outings, including our annual Wintermute weekend getaway.
- A Wintermute-inspired office in central London and Singapore, featuring an array of amenities such as table tennis and foosball, personalized desk configurations, a cozy team breakout area with games and free food.
- Great company culture: informal, non-hierarchical, ambitious, highly professional with a startup vibe, collaborative and entrepreneurial.
- A performance-based compensation with a significant earning potential.
Note
- Although we are unable to accept fully remote candidates, we support significant flexibility in regards to working from home and working hours.
UK applicants
- We offer UK work permits and help with relocation.
Singapore applicants
- We are able to sponsor an Employment Pass for exceptional candidates however, we do prefer applicants to have a Singapore PR.