Compliance Manager - Regulatory Compliance
OKX
This job is no longer accepting applications
See open jobs at OKX.See open jobs similar to "Compliance Manager - Regulatory Compliance" Blockchain Association.What you will be doing:
- Maintain our AFS license, including managing regulatory reporting and filings.
- Implement practices and controls to meet AFS license and compliance obligations.
- Lead the implementation and monitoring of the compliance plan.
- Develop and maintain compliance policies and procedures, reports and metrics.
- Support incident and breach assessments, complaints handling and other operational compliance functions
- Develop and deliver regulatory and compliance training based on training needs assessment and areas of potential regulatory risks.
- Contribute to the continuous improvement of the compliance program and plan, identifying opportunities to enhance efficiency and effectiveness.
- Liaise and partner with our global compliance functions and ensure alignment with our Group Compliance programs.
What we are looking for in you:
- Bachelor's degree in Business, Finance, Law, or a related field.
- Minimum 5 years experience in a regulatory compliance advisory role within financial services.
- Sound knowledge of AFS licensing requirements and compliance obligations, Australian financial services regulations and industry standards.
- Sound knowledge of AMLCTF compliance requirements and AMLCTF obligations and maintain compliance controls.
- Team player and cultural change agent, with strong collaboration, influencing and project management skills.
- Strong technical knowledge of, and demonstrated experience in developing and implementing compliance programs, plans, policies and controls.
- Excellent written and verbal communication skills, with the ability to effectively communicate complex regulatory concepts to stakeholders.
- Interest in crypto and/or blockchain technology.
This job is no longer accepting applications
See open jobs at OKX.See open jobs similar to "Compliance Manager - Regulatory Compliance" Blockchain Association.