Senior Compliance Associate - UK



United Kingdom
Posted on Tuesday, February 27, 2024

Building the Future of Crypto

Our Krakenites are a world-class team with crypto conviction, united by our desire to discover and unlock the potential of crypto and blockchain technology.

What makes us different?

Kraken is a mission-focused company rooted in crypto values. As a Krakenite, you’ll join us on our mission to accelerate the global adoption of crypto, so that everyone can achieve financial freedom and inclusion. For over a decade, Kraken’s focus on our mission and crypto ethos has attracted many of the most talented crypto experts in the world.

Before you apply, please read the Kraken Culture page to learn more about our internal culture, values, and mission.

As a fully remote company, we have Krakenites in 60+ countries who speak over 50 languages. Krakenites are industry pioneers who develop premium crypto products for experienced traders, institutions, and newcomers to the space. Kraken is committed to industry-leading security, crypto education, and world-class client support through our products like Kraken Pro, Kraken NFT, and Kraken Futures.

Become a Krakenite and build the future of crypto!

Proof of work

The Team

The Senior Compliance Associate, will sit within the UK wider Compliance Team and report to the UK CCO. They will be responsible for ensuring the performance of operational compliance controls, regulatory compliance and CASS processes within the firm.

The Opportunity

  • Assist in ensuring that the Multilateral Trading Facility complies with all relevant regulatory requirements set forth by the FCA.

  • Assist with the oversight of CASS operations and provide guidance in relation to CASS rulebook.

  • Oversee adherence to financial regulations and standards, including those set by the Financial Conduct Authority (FCA) and ensure that the MTF operates within legal and ethical boundaries.

  • Assist in developing, updating, and implementing compliance policies and procedures. Ensure that these are communicated effectively within the organisation.

  • Conduct regular audits and reviews to identify potential compliance issues. Report findings to the CCO and relevant committees.

  • Provide compliance training to employees and offer guidance on compliance matters, especially in relation to trading activities.

  • Collaborate in identifying, assessing, and mitigating compliance risks and ensure effective risk control measures are in place.

  • Assist with the regulatory reporting where needed.

  • Engage with internal and external stakeholders to foster a compliance culture within the organisation.

  • Coordinate and liaise with Kraken Global Compliance to ensure alignment between global, regional and local compliance policies, procedures, and operations, if needed.

Skills you should HODL

  • Relevant experience in compliance within the financial services sector, preferably in a trading facility or similar environment.

  • Knowledge of UK financial regulations environment guidelines (MiFID II, MAR, MiFIR, SMCR, IFPR, CASS, etc)

  • Excellent analytical, organisational, and communication skills.

  • Demonstrated ability to effectively analyse risk and apply sound judgement in a timely manner

  • Practical knowledge of compliance risk management techniques

  • Proactive, organised and comfortable with navigating ambiguity

  • Strong ethical standards and integrity.

  • Execution mindset

#LI-Remote #LI-PE1

Kraken is powered by people from around the world and we celebrate all Krakenites for their diverse talents, backgrounds, contributions and unique perspectives. We hire strictly based on merit, meaning we seek out the candidates with the right abilities, knowledge, and skills considered the most suitable for the job. We encourage you to apply for roles where you don't fully meet the listed requirements, especially if you're passionate or knowledgable about crypto!

As an equal opportunity employer, we don’t tolerate discrimination or harassment of any kind. Whether that’s based on race, ethnicity, age, gender identity, citizenship, religion, sexual orientation, disability, pregnancy, veteran status or any other protected characteristic as outlined by federal, state or local laws.

Stay in the know

Follow us on Twitter

Learn on the Kraken Blog

Connect on LinkedIn