Junior Compliance Analyst
Brevan Howard Asset Management
IT, Legal
London, UK
Posted on Jan 24, 2025
Junior Compliance Analyst - London
The Team:
The Compliance Team provides regulatory support for the Brevan Howard Group across all of its activities including advisory services, internal monitoring, and regulatory training. This is a beginner’s generalist role and a great opportunity to work with experienced Compliance experts. The position will report to the Head of Compliance in London.
Main Responsibilities:
- Cyclical monitoring of global regulatory disclosures including long/short/auctions;
- PAD, G&I and other staff pre-approval checks and maintenance of these registers;
- Undertake due diligence AML checks and sanctions screening and forensically investigate flags and potential matches;
- Telephone, email and e-comms monitoring;
- Escalate, log, track and monitor all monitoring exceptions as appropriate;
- Pre-approval and onboarding of of service providers such as counterparties, Investors and research;
- Assist with staff onboarding, e.g. e-learning training;
- Co-ordinate annual declarations and liaise with staff accordingly;
- Provide metrics to management;
- Ad-hoc projects and where necessary.
Work Experience/Technical Background:
- University Degree (2:1 minimum)
- Holding or working towards a recognised regulatory professional qualification.
- Exposure or experience to Compliance in fund/ asset management firms.
- Previous experience working within a regulated organisation
Technical Skills/Business Knowledge:
- Strong Microsoft skills, specifically Word, and Excel
Other Requirements:
- Attention to detail
- Strong communication skills (written and spoken)
- Professional, articulate, presentable, and personable
- Proactive, self-starter & team player
