Member of Compliance, Regulatory Relations
Anchorage Digital
This job is no longer accepting applications
See open jobs at Anchorage Digital.See open jobs similar to "Member of Compliance, Regulatory Relations" Blockchain Association.Technical Skills:
- Progressive experience in a compliance role within the financial services industry, with substantial and demonstrable expertise in managing Regulatory reporting, Regulation W and fiduciary compliance obligations.
- Extensive and in-depth understanding of Regulation W, Fiduciary obligations and its practical application in a regulated financial institution.
- Significant experience in establishing and maintaining policies and procedures to ensure compliance with fiduciary duties under OCC and DFS regulations.
- Demonstrated understanding of US financial regulations, including but not limited to:
- New York Codes, Rules and Regulations (NYCRR) Part 200 (Virtual Currency Businesses)
- Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) regulations
- Office of the Comptroller of the Currency (OCC) regulations and guidance relevant to digital assets.
- Regulation W (12 CFR Part 223).
- Fiduciary obligations under OCC and DFS regulations (e.g., 12 CFR Part 9).
- Familiarity with compliance frameworks and best practices, particularly in the context of Reg W and fiduciary responsibilities.
- Proficient in using compliance software and tools to support regulatory reporting and exam management activities.
Complexity and Impact of Work:
- Faces difficult challenges and exercises judgment in selecting methods and techniques for achieving results in regulatory reporting and exam management.
- Capable of successfully navigating roadblocks and obstacles, escalating when necessary, and proactively identifying solutions.
- Drives work independently, leads or significantly contributes to medium-to-large projects, and coordinates activities with other team members.
- Takes ownership of assigned tasks and projects and is accountable for delivering high-quality results.
Organizational Knowledge:
- Is aware of Anchorage Digital's strategies and objectives and how regulatory reporting and exam management contribute to their successful implementation.
- Monitors the development of company objectives and industry trends that may affect the company's capacity to succeed.
- Ensures that knowledge is shared amongst the team.
- Proactively identifies potential regulatory risks or compliance issues.
Communication and Influence:
- Mentors and guides others on the team within their area of specialization.
- Crosses team boundaries to solve problems and participate in technical discussions.
- Uses compelling arguments to convey insights and recommendations.
- Effectively communicates complex information to diverse audiences, tailoring the message to their level of understanding.
- Networks cross-functionally with key contacts outside their own area of expertise.
Although not a requirement, bonus points if:
- You were emotionally moved by the soundtrack to Hamilton, which chronicles the founding of a new financial system. :)
This job is no longer accepting applications
See open jobs at Anchorage Digital.See open jobs similar to "Member of Compliance, Regulatory Relations" Blockchain Association.