Member of Compliance, Trading Compliance
Anchorage Digital
Technical Skills:
- Demonstrates strong knowledge in trading compliance (specifically CFTC swaps compliance), evolving cryptocurrency regulations, and brokerage operations.
- Has knowledge and ability to interface with regulators such as FINRA, SEC, CFTC, FinCEN, DFPI, and U.S. financial market regulators and agencies.
- Applies regulatory knowledge to business practices and can build out a compliance framework around evolving regulatory guidance in the crypto space.
Complexity and Impact of Work:
- Provides advisory guidance to first-line trading and brokerage operations teams on regulatory compliance and risk management matters.
- Assists with varied and challenging initiatives to support a growing compliance framework, including developing market surveillance, interfacing with regulators on licensing/regulation/exam matters, providing training, developing policies and procedures, and supporting the trading business to grow and diversify in a safe and sound manner.
Organizational Knowledge:
- Is aware of Anchorage Digital’s regulatory, licensing, and business expansion strategy to assist in successful implementation and is considered when defining the planning and goals of the team.
- Influences the compliance roadmap for implementing necessary controls for various business lines.
Communication and Influence:
- Crosses the boundaries of Trading Compliance and partners with others to ensure Compliance review is accounted for as needed.
- Consistently expresses clear, thoughtful, analytical, and solutions-oriented communications, whether in high-impact slides/decks, written communications in Slack or email, or verbal communications.
You may be a fit for this role if you have:
- You have worked in trading and brokerage compliance, including CFTC swaps.
- You have worked in crypto and have experience with crypto regulation.
- You have startup experience.
- You can think on your feet and pivot quickly.
- You want to build and work in a fast-paced environment.
Although not a requirement, bonus points if:
- You were emotionally moved by the soundtrack to Hamilton, which chronicles the founding of a new financial system. :)