Member of Compliance, Trading Compliance
Anchorage Digital
This job is no longer accepting applications
See open jobs at Anchorage Digital.See open jobs similar to "Member of Compliance, Trading Compliance" Blockchain Association.Technical Skills:
- Demonstrates strong knowledge in trading compliance (specifically CFTC swaps compliance), evolving cryptocurrency regulations, and brokerage operations.
- Has knowledge and ability to interface with regulators such as FINRA, SEC, CFTC, FinCEN, DFPI, and U.S. financial market regulators and agencies.
- Applies regulatory knowledge to business practices and can build out a compliance framework around evolving regulatory guidance in the crypto space.
Complexity and Impact of Work:
- Provides advisory guidance to first-line trading and brokerage operations teams on regulatory compliance and risk management matters.
- Assists with varied and challenging initiatives to support a growing compliance framework, including developing market surveillance, interfacing with regulators on licensing/regulation/exam matters, providing training, developing policies and procedures, and supporting the trading business to grow and diversify in a safe and sound manner.
Organizational Knowledge:
- Is aware of Anchorage Digital’s regulatory, licensing, and business expansion strategy to assist in successful implementation and is considered when defining the planning and goals of the team.
- Influences the compliance roadmap for implementing necessary controls for various business lines.
Communication and Influence:
- Crosses the boundaries of Trading Compliance and partners with others to ensure Compliance review is accounted for as needed.
- Consistently expresses clear, thoughtful, analytical, and solutions-oriented communications, whether in high-impact slides/decks, written communications in Slack or email, or verbal communications.
You may be a fit for this role if you have:
- You have worked in trading and brokerage compliance, including CFTC swaps.
- You have worked in crypto and have experience with crypto regulation.
- You have startup experience.
- You can think on your feet and pivot quickly.
- You want to build and work in a fast-paced environment.
Although not a requirement, bonus points if:
- You were emotionally moved by the soundtrack to Hamilton, which chronicles the founding of a new financial system. :)
This job is no longer accepting applications
See open jobs at Anchorage Digital.See open jobs similar to "Member of Compliance, Trading Compliance" Blockchain Association.